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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $181 |
ADP BROKER-DEALER1 year Filed as: ADP BROKER DEALER Service code 49 · EIN 22-3319984 | Other Services | $0 |
ADP BROKER-DEALER3+ years Service code 59 | Shareholder Servicing | $0 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $0 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS Service code 49 1295 AVENUE OF THE AMERICAS · NY, NY 10019 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,152 | $155,795-76.8% | $136,298-73.5% | $69,631-48.1% |
| Participation rate | 14.6% | 75.2%-60.6pp | 81.9%-67.3pp | 70.7%-56.1pp |
| Annual return | 16.23% | 232464.33%-232448.1pp | 5156.27%-5140.0pp | 27571.02%-27554.8pp |
| Employer contribution / active EE | $7 | $2,991-99.7% | $4,696-99.8% | $2,032-99.6% |
| Participant deferral / active EE | $1,838 | $5,394-65.9% | $6,247-70.6% | $3,224-43.0% |
| Admin fee / account holder | $14 | $128-89.0% | $9,244-99.8% | $110-87.2% |