Filed May 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SENTINEL PENSION ADVISORS5+ years Service code 60 · EIN 04-3422848 | Sub-TA Fees | $37,800 |
SENTINEL PENSION ADVISORS5+ years Filed as: SENTINEL BENEFITS & FINANCIAL GROUP Service code 15 · EIN 20-5916766 | Recordkeeping | $34,496 |
NATIONAL FINANCIAL SERVICES4 years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 19 · EIN 04-3523567 | Securities Custodian | $5,466 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,643 | $69,383+59.5% | $101,271+9.3% | $73,493+50.5% |
| Participation rate | 97.8% | 68.4%+29.4pp | 75.8%+22.0pp | 70.7%+27.1pp |
| Annual return | 5.68% | 18.46%-12.8pp | 46.48%-40.8pp | 28.51%-22.8pp |
| Employer contribution / active EE | $5,593 | $2,628+112.8% | $3,660+52.8% | $2,270+146.4% |
| Participant deferral / active EE | $7,985 | $3,301+141.9% | $4,371+82.7% | $3,740+113.5% |
| Admin fee / account holder | $365 | $704-48.1% | $5,948-93.9% | $513-28.8% |