Filed December 8, 2021
Total covered: 552 employees
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: JP MORGAN Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,062,746 |
XEROX CORPORATION2+ years Filed as: XEROX CORP Service code 12 · EIN 16-0468020 | Participant communication; Consulting... | $1,033,307 |
PIMCO FUNDS2+ years Filed as: PIMCO Service code 27 · EIN 33-0629048 | Advisory (Plan) | $927,269 |
BLACKROCK2+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 17 · EIN 94-3112180 | Pension Consulting | $915,858 |
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON MANAGEMENT Service code 27 · EIN 04-2683227 | Advisory (Plan) | $819,547 |
NORTHERN TRUST COMPANY2+ years Filed as: NORTHERN TRUST Service code 15 · EIN 36-1561860 | Recordkeeping | $725,151 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY ASSET MANAGEMENT Service code 27 · EIN 13-0057834 | Advisory (Plan) | $670,901 |
Service code 27 · EIN 20-8058531 | Advisory (Plan) | $482,704 |
SCHRODER INVESTMENT MANAGEMENT2+ years Filed as: SCHRODERS Service code 27 · EIN 13-4064414 | Advisory (Plan) | $451,729 |
Filed as: LOGAN CIRCLE Service code 27 · EIN 20-8262386 | Advisory (Plan) | $422,528 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,821-100.0% | $169,917-100.0% | $57,821-100.0% |
| Participation rate | 0.0% | 5.5%-5.5pp | 10.3%-10.3pp | 5.5%-5.5pp |
| Annual return | 6.51% | 5.86%+0.6pp | 7.98%-1.5pp | 5.86%+0.6pp |
| Employer contribution / active EE | $1,387 | $10,137-86.3% | $23,724-94.2% | $10,137-86.3% |
| Participant deferral / active EE | $0 | $492-100.0% | $53-100.0% | $492-100.0% |
| Admin fee / account holder | $0 | $387-100.0% | $636-100.0% | $387-100.0% |