Filed February 12, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEWYOORK, NY 10004 | Consulting | $38,823 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $36,258 |
Filed as: PRINCIPAL FINANCIAL GROUP Service code 15 P.O. BOX 777 · DES MOINES, IA 50303 | Recordkeeping | $34,841 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $34,535 |
Filed as: MORGAN STANLEY Service code 27 · EIN 13-2919773 | Advisory (Plan) | $31,872 |
GRASSI & CO1 year Filed as: GRASSI & COMPANY Service code 10 50 JERICHO QUADRANDLE · JERICHO, NY 11753 | Accounting | $12,781 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,621 | $65,378+89.1% | $87,103+41.9% | $65,186+89.6% |
| Participation rate | 100.0% | 75.3%+24.7pp | 76.9%+23.1pp | 70.2%+29.8pp |
| Annual return | 15.20% | 31.28%-16.1pp | 28.19%-13.0pp | 29.39%-14.2pp |
| Employer contribution / active EE | $0 | $1,823-100.0% | $2,521-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $3,936 | $3,389+16.2% | $4,049-2.8% | $3,514+12.0% |
| Admin fee / account holder | $298 | $520-42.7% | $7,491-96.0% | $847-64.8% |