Filed February 12, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Finders' f... | $107,058 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $44,940 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,791 | $59,186+77.1% | $76,768+36.5% | $56,287+86.2% |
| Participation rate | 93.9% | 75.2%+18.7pp | 77.0%+16.9pp | 69.9%+24.0pp |
| Annual return | 105.03% | 6.62%+98.4pp | 2.43%+102.6pp | -9.96%+115.0pp |
| Employer contribution / active EE | $1,435 | $1,759-18.4% | $2,485-42.3% | $2,111-32.0% |
| Participant deferral / active EE | $3,663 | $3,255+12.5% | $3,852-4.9% | $3,350+9.3% |
| Admin fee / account holder | $441 | $489-9.9% | $6,675-93.4% | $521-15.4% |