Filed December 22, 2019
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| Provider | Service type | Compensation |
|---|---|---|
PASI, LLC1+ years Service code 13 · EIN 26-1407927 231 FARMINGTON AVE · FARMINGTON, CT 06032 | Contract Administrator | $5,810 |
Service code 64 · EIN 80-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,095 |
ROYAL ALLIANCE ASSOCIATES INC1+ years Service code 55 ONE WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,511 | $107,378-90.2% | $108,582-90.3% | $57,658-81.8% |
| Participation rate | 41.9% | 77.1%-35.2pp | 79.6%-37.6pp | 70.2%-28.3pp |
| Annual return | 1.85% | 12.80%-10.9pp | -51.70%+53.5pp | 5.13%-3.3pp |
| Employer contribution / active EE | $169 | $1,782-90.5% | $3,758-95.5% | $1,974-91.4% |
| Participant deferral / active EE | $507 | $3,221-84.3% | $4,311-88.2% | $3,061-83.4% |
| Admin fee / account holder | $73 | $108-32.4% | $7,645-99.0% | $95-22.4% |