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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC4 years Filed as: MMA SECURITIES, LLC Service code 15 · EIN 22-3570392 | Recordkeeping | $128,920 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $94,299 |
TD AMERITRADE, INC.4 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $75 |
ADP BROKER-DEALER9+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,974 | $95,417-10.9% | $135,974-37.5% | $74,460+14.1% |
| Participation rate | 89.4% | 78.2%+11.2pp | 81.9%+7.5pp | 70.7%+18.7pp |
| Annual return | 22.35% | 32.76%-10.4pp | 68.30%-46.0pp | 34.38%-12.0pp |
| Employer contribution / active EE | $3,972 | $3,878+2.4% | $4,859-18.3% | $2,638+50.5% |
| Participant deferral / active EE | $9,859 | $7,789+26.6% | $7,760+27.0% | $4,530+117.6% |
| Admin fee / account holder | $245 | $266-8.0% | $10,767-97.7% | $348-29.6% |