Filed February 26, 2007 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
COHNREZNICK LLP1+ years Service code 10 · EIN 22-1478099 | Accounting | $22,950 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $13,518 |
HUNTER BENEFITS CONSULTING GROUP1+ years Filed as: HUNTER CAPITAL ADVISORS INC Service code 28 · EIN 20-3041707 | Investment Management | $13,000 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $120 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $5 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,231 | $86,791+10.9% | $115,038-16.3% | $59,188+62.6% |
| Participation rate | 93.6% | 72.8%+20.8pp | 81.4%+12.3pp | 69.4%+24.2pp |
| Annual return | -0.33% | 4.44%-4.8pp | 26.14%-26.5pp | 5.51%-5.8pp |
| Employer contribution / active EE | $2,767 | $2,950-6.2% | $4,608-39.9% | $2,098+31.9% |
| Participant deferral / active EE | $9,056 | $5,298+70.9% | $6,026+50.3% | $3,265+177.4% |
| Admin fee / account holder | $15 | $95-84.6% | $8,175-99.8% | $92-84.1% |