Filed October 18, 2019 (most recent of 2 filings on file)
Total covered: 312 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: STATE STREET GLOBAL ADVISORS TRUST Service code 28 · EIN 81-4017137 | Investment Management | $84,554 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $84,119 |
DIMEO SCHNEIDER & ASSOCIATES LLC4+ years Service code 28 · EIN 36-4001764 | Investment Management | $74,220 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $39,608 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,531 | $106,649+46.8% | $80,022+95.6% | $68,904+127.2% |
| Participation rate | 99.2% | 88.1%+11.0pp | 75.8%+23.4pp | 74.1%+25.1pp |
| Annual return | -5.89% | -0.87%-5.0pp | 11.22%-17.1pp | 1.07%-7.0pp |
| Employer contribution / active EE | $3,094 | $4,132-25.1% | $2,468+25.4% | $2,540+21.8% |
| Participant deferral / active EE | $13,023 | $6,395+103.7% | $3,686+253.3% | $4,015+224.3% |
| Admin fee / account holder | $31 | $58-46.7% | $6,521-99.5% | $71-56.6% |