Filed October 18, 2019 (most recent of 2 filings on file)
Total covered: 312 employees
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $119,754 |
DIMEO SCHNEIDER & ASSOCIATES LLC2+ years Service code 28 · EIN 36-4001764 | Investment Management | $86,873 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $78,658 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,465 | $117,928+20.0% | $78,002+81.4% | $65,292+116.7% |
| Participation rate | 99.3% | 85.6%+13.7pp | 75.5%+23.8pp | 72.4%+26.9pp |
| Annual return | -2.91% | 11.37%-14.3pp | 425.99%-428.9pp | 11.84%-14.8pp |
| Employer contribution / active EE | $2,517 | $3,999-37.1% | $2,470+1.9% | $2,302+9.3% |
| Participant deferral / active EE | $11,529 | $5,945+93.9% | $3,497+229.7% | $3,579+222.2% |
| Admin fee / account holder | $26 | $66-60.0% | $5,481-99.5% | $57-53.8% |