Filed July 1, 2020 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $15,125 |
CAMMACK LARHETTE ADVISORS4+ years Filed as: CAMMACK LARHETTE BROKERAGE, INC. Service code 16 40 WALL STREET · NEW YORK, NY 10005 | Consulting | $13,441 |
PASI, LLC1 year Filed as: PASI INVESTMENTS, LLC Service code 27 10 TALCOTT NOTCH RD 2FL · FARMINGTON, CT 06032 | Advisory (Plan) | $8,658 |
PASI, LLC1 year Service code 13 10 TALCOTT NOTCH RD 2FL · FARMINGTON, CT 06032 | Contract Administrator | $1,442 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111 | Recordkeeping Fees | $691 |
Filed as: GWFS EQUITIES INC Service code 33 8515 E ORCHARD ROAD · GREENWOOD, CO 80111 | Shareholder servicing fees; Securitie... | $104 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,242 | $37,196+18.9% | $154,111-71.3% | $55,725-20.6% |
| Participation rate | 61.5% | 64.1%-2.6pp | 83.0%-21.6pp | 70.9%-9.4pp |
| Annual return | 1.67% | 1319.68%-1318.0pp | 735.18%-733.5pp | 244.93%-243.3pp |
| Employer contribution / active EE | $2,455 | $1,614+52.1% | $5,298-53.7% | $2,078+18.1% |
| Participant deferral / active EE | $1,987 | $2,068-3.9% | $5,081-60.9% | $3,356-40.8% |
| Admin fee / account holder | $70 | $102-31.4% | $13,411-99.5% | $115-39.5% |