Filed July 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $412,778 |
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 16 | Consulting | $37,500 |
Filed as: MERRILL LYNCH, PIERCE FENNER, SMITH Service code 16 1400 AMERICAN BLVD · PENNINGTON, NJ 08534 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,612 | $48,835+5.7% | $170,435-69.7% | $177,276-70.9% |
| Participation rate | 56.9% | 72.1%-15.2pp | 83.6%-26.7pp | 74.8%-18.0pp |
| Annual return | 17.26% | 19.44%-2.2pp | 205.94%-188.7pp | 21.25%-4.0pp |
| Employer contribution / active EE | $2,523 | $1,798+40.3% | $5,432-53.5% | $2,479+1.8% |
| Participant deferral / active EE | $2,463 | $2,757-10.7% | $4,939-50.1% | $3,881-36.5% |
| Admin fee / account holder | $73 | $52+40.3% | $13,881-99.5% | $154-52.7% |