Filed July 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $768,828 |
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 16 | Consulting | $150,000 |
BOIVIN & ASSOCIATES1+ years Filed as: BOIVIN & ASSOCIATES CERTIFIED PUBLI Service code 10 · EIN 27-1516157 | Accounting | $8,000 |
Filed as: MERRILL LYNCH, PIERCE FENNER, SMITH Service code 16 · EIN 13-5674085 1400 MERRILL LYNCH DRIVE · PENNINGTON, NJ 08534 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,126 | $63,964-40.4% | $147,618-74.2% | $67,505-43.5% |
| Participation rate | 61.9% | 68.6%-6.7pp | 84.6%-22.7pp | 71.2%-9.3pp |
| Annual return | 0.33% | 9.05%-8.7pp | 61.98%-61.7pp | 6.52%-6.2pp |
| Employer contribution / active EE | $2,847 | $1,618+75.9% | $5,564-48.8% | $2,173+31.0% |
| Participant deferral / active EE | $2,470 | $2,589-4.6% | $4,895-49.5% | $3,597-31.3% |
| Admin fee / account holder | $147 | $43+243.6% | $11,612-98.7% | $56+161.9% |