Filed July 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Distribution (12b-... | $848,944 |
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 16 | Consulting | $175,323 |
BOIVIN & ASSOCIATES2+ years Filed as: BOIVIN & ASSOCIATES CERTIFIED PUBLI Service code 10 · EIN 27-1516157 | Accounting | $8,000 |
Filed as: MERRILL LYNCH, PIERCE FENNER, SMITH Service code 16 1400 MERRILL LYNCH DRIVE · PENNINGTON, NJ 08534 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,235 | $43,110-2.0% | $156,551-73.0% | $65,292-35.3% |
| Participation rate | 66.9% | 69.3%-2.4pp | 84.0%-17.1pp | 72.4%-5.5pp |
| Annual return | 7.31% | 11.24%-3.9pp | 32.23%-24.9pp | 11.84%-4.5pp |
| Employer contribution / active EE | $2,954 | $1,702+73.6% | $5,501-46.3% | $2,302+28.3% |
| Participant deferral / active EE | $2,684 | $2,520+6.5% | $4,871-44.9% | $3,579-25.0% |
| Admin fee / account holder | $152 | $47+221.1% | $13,028-98.8% | $57+164.4% |