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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPTRUST FINANCIAL ADVISORS Service code 26 · EIN 26-0058143 | Advisory (Participants) | $51,170 |
FORVIS, LLP1 year Filed as: WEISER MAZARS LLP Service code 10 · EIN 13-1459550 | Accounting | $9,000 |
FORVIS, LLP1 year Filed as: WEISER MAZARS Service code 10 · EIN 15-1459550 | Accounting | $7,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,792 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,235 | $80,211-29.9% | $74,184-24.2% | $63,975-12.1% |
| Participation rate | 68.7% | 84.2%-15.5pp | 76.6%-7.9pp | 71.1%-2.4pp |
| Annual return | 14.48% | 14.13%+0.4pp | 17.74%-3.3pp | 48.65%-34.2pp |
| Employer contribution / active EE | $1,745 | $2,553-31.6% | $2,370-26.4% | $2,182-20.0% |
| Participant deferral / active EE | $5,506 | $4,370+26.0% | $3,550+55.1% | $3,356+64.0% |
| Admin fee / account holder | $83 | $67+23.0% | $5,586-98.5% | $70+17.3% |