Retirement plan

ASSURED INFORMATION SECURITY, INC. EMPLOYEES 401(K) PLAN

Name: ASSURED INFORMATION SECURITY, INC. - ASSURED INFORMATION SECURITY, INC. EMPLOYEES 401(K) PLAN (2020) Form 5500
Creator: ASSURED INFORMATION SECURITY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSURED INFORMATION SECURITY, INC. EMPLOYEES 401(K) PLAN, ASSURED INFORMATION SECURITY, INC.

ASSURED INFORMATION SECURITY, INC.EIN 04-3608903Plan #001PY 2020

153 BROOKS ROAD - ROME, NY 13441315-336-3306ainfosec.comLinkedIn201-500 employeesdefense & space

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$44M

+12.5% from 2019

Total participants

443

+1.1% from 2019

Average account balance

$99,463

+11.5% from 2019

Annual return

17.42%

-9.57 pp from 2019

Benchmarks

See 2,819 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,819 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$54.81M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$159K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

345

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.47M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$20K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.31%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$76

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
LPL FINANCIAL3 years Service code 27 · EIN 04-3046611 PO BOX 502533 · SAN DIEGO, CA 921502533	Advisory (Plan)	$50,000
GREAT-WEST LIFE & ANNUITY INSURANCE2 years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$11,409
BENEFIT PLANS ADMIN SERVICES, INC.4 years Filed as: BENEFIT PLANS ADMIN SERVICE Service code 13 6 RHOADS DR STE 7 · UTICA, NY 13502	Contract Administrator	$3,333
GREAT-WEST LIFE & ANNUITY INSURANCE6+ years Filed as: FIRST GREAT WEST LIFE & ANNUITY Service code 64 · EIN 93-1225432	Recordkeeping Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$42K

$134 / participant

Investment mgmt$2K4.3%
Contract admin$40K95.7%

% of EOY assets

0.096%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: D'ARCANGELO & CO., LLP
Auditor EIN: 132550103
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$99,463

$100,801-1.3%

$149,745-33.6%

$73,412+35.5%

Participation rate

99.7%

77.7%+22.0pp

82.5%+17.2pp

72.2%+27.5pp

Annual return

17.42%

265.34%-247.9pp

276.72%-259.3pp

59.30%-41.9pp

Employer contribution / active EE

$7,969

$3,312+140.6%

$4,646+71.5%

$2,234+256.7%

Participant deferral / active EE

$7,746

$6,404+20.9%

$6,843+13.2%

$3,806+103.5%

Admin fee / account holder

$95

$181-47.4%

$9,312-99.0%

$158-39.7%

Provider

Service type

Compensation

LPL FINANCIAL3 years

Service code 27 · EIN 04-3046611

PO BOX 502533 · SAN DIEGO, CA 921502533

Advisory (Plan)

$50,000

GREAT-WEST LIFE & ANNUITY INSURANCE2 years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$11,409

BENEFIT PLANS ADMIN SERVICES, INC.4 years

Filed as: BENEFIT PLANS ADMIN SERVICE

Service code 13

6 RHOADS DR STE 7 · UTICA, NY 13502

Contract Administrator

$3,333

GREAT-WEST LIFE & ANNUITY INSURANCE6+ years

Filed as: FIRST GREAT WEST LIFE & ANNUITY

Service code 64 · EIN 93-1225432

Recordkeeping Fees

ASSURED INFORMATION SECURITY, INC. EMPLOYEES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSURED INFORMATION SECURITY, INC. EMPLOYEES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion