Filings through .
4 of 19 flags tripped on the 2025 filing.
Corrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
Low returns
Annual investment return is in the bottom quintile of the peer cohort.
Possible retail share class: $2.3M
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$71K in admin expenses, $45 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
10 funds of $250K or more; 12 lines in all, holding $34.8M of the plan's $54.4M. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $15.3M | 44.0% |
| LargeCap S&P 500 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $4.8M | 13.9% |
| Putnam Large Cap Value Fund Franklin Templeton · Mutual fund | $4.2M | 12.0% |
| The Hartford International Value Fund Class R4 Hartford Funds · Mutual fund | $2.3M | 6.7% |
| MFS International Growth Fund R3 MFS (Sun Life) · Mutual fund Possible retail class R3 | $2.3M | 6.7% |
| MidCap S&P 400 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $2.2M | 6.2% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund | $1.4M | 3.9% |
| Allspring Spec M Cap Value Adm Allspring · Mutual fund | $793K | 2.3% |
| International Equity Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $760K | 2.2% |
| Prin SmCap S&P 600 Index R5 Fund Principal · Mutual fund IndexRecordkeeper's own fund | $456K | 1.3% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
2 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 1 fund, dropped 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPutnam Large Cap Value Fund | $4.2M |
| DroppedPutnam Small Cap Value A Fund | $1.5M |
| Share class changePrincipal Funds Inc Prin SmCap S&P 600 Index R5 Fund to Prin SmCap S&P 600 Index R5 Fund | $386K to $456K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
2 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
Service code 27 · EIN 82-1301701 Advisory (Plan) | $75,258 |
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $54,322 |
HCJ CPAS & ADVISORS PLLC1 year Filed as: HCJ CPAS & ADVISORS Service code 10 · EIN 71-0650689 Accounting | $16,619 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
8 feature codes on the 2025 filing.
3 contacts
11 filings · 2015 to 2025