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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $33,015 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS INC Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $12,848 |
LPL FINANCIAL4 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $12,112 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $7,116 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,459 | $99,957-33.5% | $149,730-55.6% | $73,493-9.6% |
| Participation rate | 75.5% | 75.7%-0.2pp | 82.5%-7.0pp | 70.7%+4.8pp |
| Annual return | 13.06% | 53.87%-40.8pp | 276.70%-263.6pp | 28.51%-15.5pp |
| Employer contribution / active EE | $1,704 | $3,191-46.6% | $4,645-63.3% | $2,270-24.9% |
| Participant deferral / active EE | $7,441 | $6,073+22.5% | $6,843+8.7% | $3,740+99.0% |
| Admin fee / account holder | $630 | $551+14.4% | $9,310-93.2% | $513+22.8% |