Filed September 14, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $108,684 |
REGIONS BANK1 year Filed as: REGIONS BANK DBA REGIONS TRUST Service code 27 PO BOX 11525 · BIRMINGHAM, AL 352021525 | Advisory (Plan) | $66,355 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $41,984 |
MARCUM LLP1 year Service code 99 ONE SE THIRD AVE 16TH FLOOR · MIAMI, FL 33131 | Other Fees | $33,100 |
WITHUMSMITH+BROWN, PC1 year Filed as: BROWN & BROWN OF MASSACHUSETSS LLC Service code 99 144 TURNPIKE RD STE 330 · SOUTHBOROUGH, MA 01772 | Other Fees | $7,525 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,476 | $66,513-85.8% | $178,490-94.7% | $106,222-91.1% |
| Participation rate | 65.8% | 73.8%-8.0pp | 81.9%-16.1pp | 70.8%-5.0pp |
| Annual return | 14.38% | 21.81%-7.4pp | 151.07%-136.7pp | 21.69%-7.3pp |
| Employer contribution / active EE | $81 | $1,776-95.5% | $5,011-98.4% | $2,723-97.0% |
| Participant deferral / active EE | $1,149 | $3,679-68.8% | $5,202-77.9% | $4,600-75.0% |
| Admin fee / account holder | $44 | $53-16.9% | $13,984-99.7% | $78-43.3% |