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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $56,862 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,788 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,803 | $46,219-9.6% | $89,414-53.2% | $90,274-53.7% |
| Participation rate | 45.6% | 44.9%+0.7pp | 68.0%-22.4pp | 73.4%-27.8pp |
| Annual return | 17.66% | 25.71%-8.1pp | 245.50%-227.8pp | 53.97%-36.3pp |
| Employer contribution / active EE | $0 | $953-100.0% | $2,586-100.0% | $2,523-100.0% |
| Participant deferral / active EE | $3,500 | $2,136+63.9% | $3,890-10.0% | $4,231-17.3% |
| Admin fee / account holder | $2 | $147-98.3% | $4,883-99.9% | $114-97.8% |