Filed January 16, 2015
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $139,076 |
Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $59,156 |
Filed as: CBIZ MHM, LLC Service code 16 · EIN 22-2769024 | Consulting | $29,150 |
THE PFE GROUP8+ years Service code 16 · EIN 71-1036677 | Consulting | $11,440 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,524 | $95,388+78.8% | $125,401+36.0% | $77,906+118.9% |
| Participation rate | 97.7% | 78.6%+19.1pp | 82.4%+15.3pp | 73.7%+24.0pp |
| Annual return | -18.58% | 116.19%-134.8pp | 572.53%-591.1pp | 12.16%-30.7pp |
| Employer contribution / active EE | $4,974 | $3,666+35.7% | $4,816+3.3% | $2,846+74.7% |
| Participant deferral / active EE | $17,083 | $7,711+121.5% | $7,448+129.3% | $4,805+255.5% |
| Admin fee / account holder | $43 | $119-63.4% | $10,008-99.6% | $133-67.2% |