Filed January 16, 2015
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| Provider | Service type | Compensation |
|---|---|---|
THE PFE GROUP7+ years Service code 16 · EIN 71-1036677 | Consulting | $66,205 |
Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $26,000 |
Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $22,880 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$120,601 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $224,820 | $120,450+86.6% | $159,495+41.0% | $93,010+141.7% |
| Participation rate | 97.2% | 78.0%+19.3pp | 82.8%+14.4pp | 73.9%+23.3pp |
| Annual return | 19.04% | 27.11%-8.1pp | 263.72%-244.7pp | 158.70%-139.7pp |
| Employer contribution / active EE | $5,203 | $3,526+47.6% | $4,831+7.7% | $2,705+92.3% |
| Participant deferral / active EE | $17,613 | $7,283+141.8% | $7,354+139.5% | $4,561+286.2% |
| Admin fee / account holder | -$6 | $137-104.7% | $10,804-100.1% | $152-104.3% |