Retirement plan

INFORMA USA, INC. 401(K) PLAN

Name: INFORMA USA, INC. - INFORMA USA, INC. 401(K) PLAN (2023) Form 5500
Creator: INFORMA USA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, INFORMA USA, INC. 401(K) PLAN, INFORMA USA, INC.

INFORMA USA, INC.EIN 04-2991330Plan #001PY 2023

1983 MARCUS AVENUE, STE 250 - LAKE SUCCESS, NY 11042212-600-3400

Prospect flagsFailed to provide benefitCorrective distributions

How to read this page

Total assets (EOY)

$658.4M

-4.9% from 2016

Total participants

6,666

-2.1% from 2016

Average account balance

$102,947

-4.7% from 2016

Annual return

20.87%

+24.02 pp from 2016

Benchmarks

See 175 peers

Peer group

Industry51 - Information

Plan typeDefined contribution

Participants1,000-4,999

Cohort175 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$763.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$117K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

6,507

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

93.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$40.17M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+21.31%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$95

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$118,413
CAPFINANCIAL PARTNERS LLC6 years Service code 27 · EIN 26-0058143	Advisory (Plan)	$115,876
ICE MILLER LLP4 years Service code 29 · EIN 35-0874357	Legal	$28,432
AAFCPAS, INC.2 years Filed as: AAFCPAS INC Service code 10 · EIN 04-2571780	Accounting	$21,500
FIDELITY INVESTMENTS INSTITUTIONAL9+ years Service code 37 · EIN 04-2647786	Loan Processing	-$317,585

Plan features & details

Pension benefit codes2J2K2T3H2E2F2G3D2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

ComplianceFailed to provide benefit
Form 5500 reported that benefits due were not provided when due.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

-$33K

$-10 / participant

Investment mgmt$234K0.0%
Legal$28K0.0%
Contract admin$3000.0%

% of EOY assets

-0.005%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: AAFCPAS INC
Auditor EIN: 042571780
Audit fees: $21,500
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$102,947

$103,918-0.9%

$94,677+8.7%

$80,187+28.4%

Participation rate

92.0%

85.8%+6.2pp

80.8%+11.2pp

72.9%+19.1pp

Annual return

20.87%

27.77%-6.9pp

156.95%-136.1pp

40.40%-19.5pp

Employer contribution / active EE

$2,343

$3,539-33.8%

$3,673-36.2%

$2,980-21.4%

Participant deferral / active EE

$7,646

$9,528-19.8%

$7,418+3.1%

$5,016+52.4%

Admin fee / account holder

-$5

$96-105.4%

$7,222-100.1%

$145-103.6%

Provider

Service type

Compensation

STRATEGIC ADVISORS, INC.9+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$118,413

CAPFINANCIAL PARTNERS LLC6 years

Service code 27 · EIN 26-0058143

Advisory (Plan)

$115,876

ICE MILLER LLP4 years

Service code 29 · EIN 35-0874357

Legal

$28,432

AAFCPAS, INC.2 years

Filed as: AAFCPAS INC

Service code 10 · EIN 04-2571780

Accounting

$21,500

FIDELITY INVESTMENTS INSTITUTIONAL9+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$317,585

INFORMA USA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

INFORMA USA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion