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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 · EIN 52-2114207 | Other Commissions | $16,572 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,038 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,993 | $54,355+23.3% | $82,744-19.0% | $68,486-2.2% |
| Participation rate | 77.6% | 63.9%+13.6pp | 72.6%+5.0pp | 67.9%+9.7pp |
| Annual return | -18.07% | -13.67%-4.4pp | 702.22%-720.3pp | -7.85%-10.2pp |
| Employer contribution / active EE | $1,767 | $2,219-20.4% | $3,008-41.3% | $2,597-32.0% |
| Participant deferral / active EE | $6,207 | $3,246+91.2% | $4,395+41.2% | $4,028+54.1% |
| Admin fee / account holder | $11 | $4,397-99.8% | $5,325-99.8% | $5,404-99.8% |