Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST ALLIED SECURITIES Service code 99 · EIN 11-3152836 | Other Fees | $3,515 |
Filed as: MASSMUTUAL LIFE INSURANCE CO. Service code 15 · EIN 04-1590850 | Recordkeeping | $2,810 |
Service code 28 · EIN 61-1732930 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,457 | $47,922-49.0% | $75,900-67.8% | $65,186-62.5% |
| Participation rate | 52.9% | 63.0%-10.0pp | 69.3%-16.3pp | 70.2%-17.3pp |
| Annual return | 12.57% | 24.12%-11.6pp | 30.73%-18.2pp | 29.39%-16.8pp |
| Employer contribution / active EE | $292 | $1,557-81.2% | $2,501-88.3% | $2,177-86.6% |
| Participant deferral / active EE | $1,667 | $2,550-34.6% | $3,604-53.7% | $3,514-52.6% |
| Admin fee / account holder | $41 | $532-92.4% | $5,421-99.3% | $847-95.2% |