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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $97,423 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $90,982 |
Filed as: MAYER HOFFMAN MCCANN PC Service code 10 3101 N CENTRAL AVE # 300 · PHOENIX, AZ 85012 | Accounting | $7,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $645,152 | $155,795+314.1% | $136,298+373.3% | $69,634+826.5% |
| Participation rate | 65.3% | 75.2%-9.9pp | 81.9%-16.6pp | 70.7%-5.4pp |
| Annual return | 15.45% | 232464.33%-232448.9pp | 5156.27%-5140.8pp | 27572.26%-27556.8pp |
| Employer contribution / active EE | $18,855 | $2,991+530.4% | $4,696+301.5% | $2,032+827.8% |
| Participant deferral / active EE | $13,023 | $5,394+141.4% | $6,247+108.5% | $3,224+304.0% |
| Admin fee / account holder | $589 | $128+359.6% | $9,244-93.6% | $110+433.7% |