Filed December 22, 2023 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $134,865 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $13,429 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,509 | $80,354-29.7% | $133,975-57.8% | $63,975-11.7% |
| Participation rate | 98.6% | 87.5%+11.1pp | 87.1%+11.6pp | 71.1%+27.5pp |
| Annual return | 11.76% | 13.11%-1.3pp | 29.29%-17.5pp | 48.65%-36.9pp |
| Employer contribution / active EE | $4,025 | $3,503+14.9% | $5,211-22.8% | $2,182+84.5% |
| Participant deferral / active EE | $3,755 | $5,239-28.3% | $6,282-40.2% | $3,356+11.9% |
| Admin fee / account holder | $107 | $69+54.7% | $9,324-98.9% | $70+52.3% |