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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $343,605 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $45,000 |
SUILLIVAN TIRE1 year Service code 35 · EIN 04-2682840 | Employee (plan sponsor) | $21,026 |
WITHUMSMITH+BROWN, PC2 years Service code 27 · EIN 22-2027092 | Advisory (Plan) | $13,198 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,857 | $48,744+26.9% | $93,727-34.0% | $200,096-69.1% |
| Participation rate | 97.4% | 63.7%+33.7pp | 68.7%+28.7pp | 72.0%+25.4pp |
| Annual return | 15.02% | 15.36%-0.3pp | 133.83%-118.8pp | 34.26%-19.2pp |
| Employer contribution / active EE | $825 | $1,140-27.6% | $2,421-65.9% | $3,038-72.8% |
| Participant deferral / active EE | $4,321 | $2,825+53.0% | $4,417-2.2% | $5,090-15.1% |
| Admin fee / account holder | $267 | $195+36.7% | $8,292-96.8% | $269-0.9% |