Filed July 15, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 36-3145972 | Advisory (Plan) | $30,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$25,881 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,909 | $80,177+43.3% | $123,892-7.3% | $57,658+99.3% |
| Participation rate | 91.5% | 74.4%+17.1pp | 81.4%+10.1pp | 70.2%+21.3pp |
| Annual return | 7.14% | 17.90%-10.8pp | 47.52%-40.4pp | 5.13%+2.0pp |
| Employer contribution / active EE | $1,904 | $2,913-34.6% | $4,617-58.8% | $1,974-3.6% |
| Participant deferral / active EE | $6,460 | $5,130+25.9% | $5,984+7.9% | $3,061+111.1% |
| Admin fee / account holder | $12 | $106-88.6% | $8,357-99.9% | $95-87.2% |