Filed September 23, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 27 1 NEW YORK PLAZA 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $33,216 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 15 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Recordkeeping | $33,216 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,494 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,014 | $48,078+66.4% | $78,676+1.7% | $62,881+27.2% |
| Participation rate | 97.9% | 65.2%+32.7pp | 73.6%+24.3pp | 69.3%+28.6pp |
| Annual return | 7.96% | 31.36%-23.4pp | 62.19%-54.2pp | 20.14%-12.2pp |
| Employer contribution / active EE | $6,594 | $2,015+227.3% | $2,850+131.4% | $2,281+189.1% |
| Participant deferral / active EE | $6,186 | $2,587+139.1% | $3,517+75.9% | $3,203+93.1% |
| Admin fee / account holder | $191 | $3,206-94.1% | $4,510-95.8% | $4,296-95.6% |