Filed August 4, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $25,767 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$52,631 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $163,901 | $73,638+122.6% | $95,952+70.8% | $73,488+123.0% |
| Participation rate | 97.2% | 76.2%+21.0pp | 77.1%+20.1pp | 70.7%+26.5pp |
| Annual return | 17.24% | 16.78%+0.5pp | 91.61%-74.4pp | 28.51%-11.3pp |
| Employer contribution / active EE | $4,103 | $1,863+120.2% | $2,541+61.5% | $2,270+80.7% |
| Participant deferral / active EE | $10,258 | $3,617+183.6% | $4,167+146.2% | $3,740+174.3% |
| Admin fee / account holder | -$167 | $482-134.6% | $6,795-102.5% | $513-132.5% |