Filed August 4, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $24,815 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $24,006 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$13,445 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $142,143 | $65,376+117.4% | $87,100+63.2% | $65,185+118.1% |
| Participation rate | 98.0% | 75.3%+22.7pp | 76.9%+21.2pp | 70.2%+27.8pp |
| Annual return | 23.11% | 31.27%-8.2pp | 28.19%-5.1pp | 29.38%-6.3pp |
| Employer contribution / active EE | $3,478 | $1,822+90.8% | $2,521+37.9% | $2,177+59.8% |
| Participant deferral / active EE | $9,906 | $3,388+192.4% | $4,049+144.7% | $3,514+181.9% |
| Admin fee / account holder | $216 | $520-58.5% | $7,497-97.1% | $847-74.5% |