Filed April 28, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 20-4751585 | Advisory (Plan) | $57,000 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $34,404 |
CARON & BLETZER, PLLC9+ years Service code 10 · EIN 04-3499945 | Accounting | $18,800 |
Filed as: CHARLES SCHWAB & CO, INC Service code 33 | Securities brokerage commissions and ... | $0 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,105 | $50,150+123.5% | $149,723-25.1% | $80,169+39.8% |
| Participation rate | 66.2% | 64.3%+1.9pp | 78.8%-12.6pp | 72.9%-6.8pp |
| Annual return | 15.97% | 29.80%-13.8pp | 134.50%-118.5pp | 40.39%-24.4pp |
| Employer contribution / active EE | $1,545 | $1,868-17.3% | $4,821-67.9% | $2,978-48.1% |
| Participant deferral / active EE | $5,239 | $3,195+64.0% | $5,682-7.8% | $5,016+4.5% |
| Admin fee / account holder | $53 | $153-65.2% | $13,215-99.6% | $145-63.3% |