Filed April 28, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $122,249 |
WITHUMSMITH+BROWN, PC3 years Filed as: PARKER, BROWN, MACAULAY & SHEERIN Service code 29 · EIN 04-3422478 | Legal | $37,818 |
Service code 27 · EIN 20-4751585 | Advisory (Plan) | $26,250 |
CARON & BLETZER, PLLC8+ years Service code 10 · EIN 04-3499945 | Accounting | $17,500 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,996 | $45,000+131.1% | $143,797-27.7% | $77,906+33.5% |
| Participation rate | 61.8% | 66.8%-5.0pp | 80.3%-18.5pp | 73.7%-11.8pp |
| Annual return | -12.98% | 29.03%-42.0pp | -0.04%-12.9pp | 12.16%-25.1pp |
| Employer contribution / active EE | $1,153 | $1,870-38.3% | $4,952-76.7% | $2,846-59.5% |
| Participant deferral / active EE | $4,843 | $3,157+53.4% | $5,638-14.1% | $4,805+0.8% |
| Admin fee / account holder | $203 | $98+105.9% | $14,679-98.6% | $133+52.9% |