Filed April 28, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $188,474 |
Service code 27 · EIN 20-4751585 | Advisory (Plan) | $50,750 |
CARON & BLETZER, PLLC4+ years Service code 10 · EIN 04-3499945 | Accounting | $14,950 |
WITHUMSMITH+BROWN, PC2 years Filed as: PARKER,BROWN, MACAULAY & SHEERIN Service code 29 · EIN 04-3422478 | Legal | $11,795 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,498 | $45,382+90.6% | $154,108-43.9% | $75,289+14.9% |
| Participation rate | 63.7% | 65.9%-2.2pp | 83.0%-19.3pp | 72.4%-8.7pp |
| Annual return | -3.36% | -0.47%-2.9pp | 735.21%-738.6pp | -0.04%-3.3pp |
| Employer contribution / active EE | $1,028 | $1,533-33.0% | $5,298-80.6% | $2,405-57.3% |
| Participant deferral / active EE | $3,910 | $2,384+64.0% | $5,081-23.0% | $3,739+4.6% |
| Admin fee / account holder | $144 | $89+61.1% | $13,411-98.9% | $102+40.7% |