Filed March 18, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $640,441 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC. Service code 50 · EIN 26-0058143 | Direct Payment | $107,681 |
BAKER NEWMAN NOYES1 year Filed as: BAKER NEWMAN & NOYES LLC Service code 10 · EIN 01-0494526 | Accounting | $28,000 |
OGLETREE DEAKINS5 years Filed as: OGLETREE, DEAKINS, NASH, SMOAK & ST Service code 29 · EIN 57-1044820 | Legal | $8,490 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,131 | $96,393-43.8% | $86,681-37.6% | $96,393-43.8% |
| Participation rate | 68.2% | 71.3%-3.0pp | 71.7%-3.5pp | 71.3%-3.0pp |
| Annual return | 15.56% | 22.88%-7.3pp | 593.32%-577.8pp | 22.88%-7.3pp |
| Employer contribution / active EE | $1,527 | $3,239-52.8% | $3,026-49.5% | $3,239-52.8% |
| Participant deferral / active EE | $2,010 | $5,455-63.1% | $4,440-54.7% | $5,455-63.1% |
| Admin fee / account holder | $83 | $74+12.6% | $5,620-98.5% | $74+12.6% |