Filed August 31, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $60,895 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $24,000 |
PKF O'CONNOR DAVIES, LLP3 years Filed as: PKF, P. C. Service code 10 · EIN 04-3138777 | Accounting | $8,250 |
AMERICAN CENTURY3 years Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $125,604 | $73,404+71.1% | $87,100+44.2% | $67,579+85.9% |
| Participation rate | 90.6% | 80.9%+9.8pp | 76.9%+13.8pp | 71.3%+19.4pp |
| Annual return | 15.39% | 48.29%-32.9pp | 28.19%-12.8pp | 378.56%-363.2pp |
| Employer contribution / active EE | $3,119 | $2,014+54.9% | $2,521+23.7% | $2,148+45.2% |
| Participant deferral / active EE | $4,507 | $3,913+15.2% | $4,049+11.3% | $3,539+27.3% |
| Admin fee / account holder | $212 | $142+49.6% | $7,497-97.2% | $142+48.9% |