Filed August 31, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $58,698 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $23,089 |
PKF O'CONNOR DAVIES, LLP2 years Filed as: PKF, P. C. Service code 10 · EIN 04-3138777 | Accounting | $8,000 |
AMERICAN CENTURY2 years Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,421 | $65,118+63.4% | $76,768+38.6% | $55,725+91.0% |
| Participation rate | 92.2% | 79.6%+12.6pp | 77.0%+15.3pp | 70.9%+21.4pp |
| Annual return | -1.85% | -1.27%-0.6pp | 2.43%-4.3pp | 244.93%-246.8pp |
| Employer contribution / active EE | $2,962 | $1,941+52.6% | $2,485+19.2% | $2,078+42.5% |
| Participant deferral / active EE | $4,241 | $3,688+15.0% | $3,852+10.1% | $3,356+26.4% |
| Admin fee / account holder | $204 | $116+75.9% | $6,675-96.9% | $115+77.0% |