Filed October 17, 2014
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,387 | $62,267-35.1% | $110,243-63.4% | $55,725-27.5% |
| Participation rate | 83.9% | 78.1%+5.8pp | 79.8%+4.1pp | 70.9%+13.1pp |
| Annual return | 12.81% | -1.07%+13.9pp | 314.76%-301.9pp | 244.93%-232.1pp |
| Employer contribution / active EE | $644 | $1,941-66.8% | $3,827-83.2% | $2,078-69.0% |
| Participant deferral / active EE | $3,010 | $3,516-14.4% | $4,672-35.6% | $3,356-10.3% |
| Admin fee / account holder | $15 | $121-87.7% | $8,548-99.8% | $115-87.1% |