Filed October 17, 2014
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,682 | $107,378-68.6% | $108,582-69.0% | $57,661-41.6% |
| Participation rate | 80.6% | 77.1%+3.5pp | 79.6%+1.1pp | 70.2%+10.4pp |
| Annual return | 1.63% | 12.80%-11.2pp | -51.70%+53.3pp | 5.13%-3.5pp |
| Employer contribution / active EE | $619 | $1,782-65.2% | $3,758-83.5% | $1,974-68.6% |
| Participant deferral / active EE | $2,888 | $3,221-10.3% | $4,311-33.0% | $3,061-5.6% |
| Admin fee / account holder | $17 | $108-84.7% | $7,645-99.8% | $95-82.5% |