Filed April 18, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $275,214 |
Service code 37 · EIN 04-2647786 | Loan Processing | $153,797 |
Filed as: RAYMOND JAMES FINL SERVICES ADVISO Service code 27 · EIN 59-1531281 | Advisory (Plan) | $74,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,696 | $85,938-24.7% | $125,195-48.3% | $89,609-27.8% |
| Participation rate | 42.8% | 73.9%-31.1pp | 79.8%-37.0pp | 69.6%-26.8pp |
| Annual return | 22.26% | 20.69%+1.6pp | 43.79%-21.5pp | 33.65%-11.4pp |
| Employer contribution / active EE | $881 | $2,681-67.1% | $3,866-77.2% | $2,584-65.9% |
| Participant deferral / active EE | $1,788 | $3,818-53.2% | $4,937-63.8% | $4,222-57.7% |
| Admin fee / account holder | $67 | $56+19.1% | $9,704-99.3% | $72-6.2% |