Filed April 18, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $316,052 |
STRATEGIC ADVISORS, INC.4+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $210,154 |
Filed as: RAYMOND JAMES FINL SERVICES ADVISO Service code 27 · EIN 59-1531281 | Advisory (Plan) | $70,864 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,203 | $100,545-43.1% | $110,238-48.1% | $73,367-22.0% |
| Participation rate | 41.1% | 67.8%-26.7pp | 79.8%-38.7pp | 69.5%-28.3pp |
| Annual return | -4.60% | -1.49%-3.1pp | 314.74%-319.3pp | 173.45%-178.1pp |
| Employer contribution / active EE | $846 | $2,405-64.8% | $3,826-77.9% | $2,499-66.1% |
| Participant deferral / active EE | $1,697 | $3,439-50.7% | $4,672-63.7% | $4,033-57.9% |
| Admin fee / account holder | $83 | $81+3.3% | $8,547-99.0% | $68+21.8% |