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| Provider | Service type | Compensation |
|---|---|---|
AVANTAX INSURANCE AGENCY LLC3 years Filed as: HD VEST Service code 15 · EIN 75-2176682 | Recordkeeping | $22,281 |
AVANTAX INSURANCE AGENCY LLC2 years Filed as: HD VEST INVESTMENT SECURITIES, INC. Service code 15 · EIN 75-1869963 | Recordkeeping | $15,762 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $5,138 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,150 | $76,112-2.6% | $96,534-23.2% | $71,511+3.7% |
| Participation rate | 75.0% | 74.4%+0.6pp | 76.0%-1.0pp | 67.9%+7.1pp |
| Annual return | 15.94% | 22.81%-6.9pp | 25.88%-9.9pp | 28.86%-12.9pp |
| Employer contribution / active EE | $3,070 | $2,248+36.6% | $2,965+3.5% | $2,589+18.6% |
| Participant deferral / active EE | $6,263 | $4,217+48.5% | $4,851+29.1% | $4,291+46.0% |
| Admin fee / account holder | $200 | $2,708-92.6% | $8,253-97.6% | $1,588-87.4% |