Filed December 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB AND CO Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $250 |
Service code 26 · EIN 54-1620949 14325 WILLARD ROAD SUITE 104 · CHANTILLY, VA 20151 | Advisory (Participants) | $65 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,245 | $41,281-0.1% | $109,313-62.3% | $57,658-28.5% |
| Participation rate | 44.3% | 59.3%-15.0pp | 71.3%-26.9pp | 70.2%-25.9pp |
| Annual return | 8.95% | 8.97%0pp | 22.07%-13.1pp | 5.13%+3.8pp |
| Employer contribution / active EE | $5 | $1,201-99.6% | $3,892-99.9% | $1,974-99.8% |
| Participant deferral / active EE | $810 | $2,223-63.6% | $3,166-74.4% | $3,061-73.5% |
| Admin fee / account holder | $220 | $75+192.9% | $5,666-96.1% | $95+133.1% |