Filed March 4, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL Service code 27 · EIN 20-8764829 | Advisory (Plan) | $107,731 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $91,949 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,320 | $71,142+22.7% | $119,609-27.0% | $64,808+34.7% |
| Participation rate | 98.7% | 78.6%+20.1pp | 79.3%+19.5pp | 71.5%+27.3pp |
| Annual return | -17.88% | -10.01%-7.9pp | -14.97%-2.9pp | 32.82%-50.7pp |
| Employer contribution / active EE | $1,590 | $2,497-36.3% | $4,232-62.4% | $2,506-36.6% |
| Participant deferral / active EE | $6,926 | $4,490+54.3% | $5,602+23.6% | $4,310+60.7% |
| Admin fee / account holder | $276 | $162+70.1% | $10,323-97.3% | $188+46.9% |