Filed March 4, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 · EIN 36-3145972 | Advisory (Plan) | $90,894 |
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $9,443 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,077 | $65,118-15.4% | $76,768-28.3% | $55,727-1.2% |
| Participation rate | 99.0% | 79.6%+19.4pp | 77.0%+22.0pp | 70.9%+28.1pp |
| Annual return | -6.45% | -1.27%-5.2pp | 2.43%-8.9pp | 244.94%-251.4pp |
| Employer contribution / active EE | $1,592 | $1,941-18.0% | $2,485-35.9% | $2,078-23.4% |
| Participant deferral / active EE | $5,138 | $3,688+39.3% | $3,852+33.4% | $3,356+53.1% |
| Admin fee / account holder | $225 | $116+93.9% | $6,676-96.6% | $115+95.0% |