Filed October 27, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 26 · EIN 35-2552359 | Advisory (Participants) | $33,947 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,469 | $91,394-47.0% | $130,026-62.7% | $74,440-34.9% |
| Participation rate | 50.9% | 77.8%-26.8pp | 78.5%-27.5pp | 70.7%-19.8pp |
| Annual return | 24.87% | 23.20%+1.7pp | -137.26%+162.1pp | 34.37%-9.5pp |
| Employer contribution / active EE | $1,454 | $2,565-43.3% | $4,321-66.4% | $2,638-44.9% |
| Participant deferral / active EE | $2,637 | $4,721-44.1% | $5,821-54.7% | $4,529-41.8% |
| Admin fee / account holder | $144 | $284-49.3% | $10,608-98.6% | $348-58.7% |