Filed October 27, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 26 · EIN 03-3665482 | Advisory (Participants) | $7,727 |
Filed as: KESTRA ADVISORY SERVICES Service code 26 · EIN 35-2552359 | Advisory (Participants) | $6,203 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,520 | $71,192-26.2% | $117,861-55.4% | $62,293-15.7% |
| Participation rate | 62.7% | 74.2%-11.5pp | 79.7%-16.9pp | 69.5%-6.8pp |
| Annual return | 18.88% | 18.66%+0.2pp | 335.11%-316.2pp | 28.90%-10.0pp |
| Employer contribution / active EE | $1,239 | $1,934-35.9% | $3,786-67.3% | $2,042-39.3% |
| Participant deferral / active EE | $2,178 | $3,189-31.7% | $4,482-51.4% | $3,169-31.3% |
| Admin fee / account holder | $168 | $587-71.3% | $8,021-97.9% | $479-64.9% |