Filed April 6, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $69,367 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $39,343 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,049 | $82,093-15.9% | $379,746-81.8% | $73,412-5.9% |
| Participation rate | 68.0% | 76.8%-8.8pp | 78.4%-10.5pp | 72.2%-4.2pp |
| Annual return | 34.72% | 18.89%+15.8pp | 34.90%-0.2pp | 59.30%-24.6pp |
| Employer contribution / active EE | $3,448 | $2,847+21.1% | $3,540-2.6% | $2,234+54.4% |
| Participant deferral / active EE | $7,757 | $4,697+65.1% | $6,024+28.8% | $3,806+103.8% |
| Admin fee / account holder | $245 | $128+92.0% | $7,927-96.9% | $158+55.2% |