Filed April 6, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $55,569 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $26,247 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,099 | $57,384-14.4% | $106,387-53.8% | $56,289-12.8% |
| Participation rate | 63.2% | 71.3%-8.2pp | 77.5%-14.3pp | 69.9%-6.7pp |
| Annual return | 23.15% | 5.91%+17.2pp | 0.25%+22.9pp | -9.96%+33.1pp |
| Employer contribution / active EE | $3,214 | $2,348+36.9% | $3,520-8.7% | $2,111+52.2% |
| Participant deferral / active EE | $6,675 | $3,799+75.7% | $5,421+23.1% | $3,350+99.3% |
| Admin fee / account holder | $286 | $566-49.4% | $7,510-96.2% | $521-45.0% |